Comply with regulatory agencies requirements for electronic communication
Monetary Authority of Singapore (MAS)
“For investigating and resolving differences and disputes, quick resolution is facilitated by recordings of telephone conversations and all other communications of Market Participants.”
Read the full MAS Blue Book Regulations here
Read MAS Requirements on Controls against Market Abuse here
Singapore Exchange Audit Trails and Records – (SGX)
“102 A holder of a capital markets services licence must…keep, or cause to be kept, such books in such a manner as will enable them to be conveniently and properly audited, …and furnish such … records in such form and manner as may be prescribed or as may be notified by the Authority in writing; ”
Read the full SGX Rulebook here
